US Law Publications


US Law Newsletter Articles from Securities Law Bulletin, Immigration Lines and Knowledge Bytes:

Securities Law Bulletin
September 2007


Clark Wilson Adds Depth And Experience To Corporate Finance / Securities Group

Securities Law Bulletin
June 2007


SEC Proposes Rule Changes That Would Simplify, Reduce Costs For Small Company Fundraisings

Securities Law Bulletin
February 2007


SEC Provides Verbal Guidance For Financing Under Rule 415

New Executive Compensation Disclosure Requirements For U.S. Reporting Issuers

U.S. Companies Must File Income Tax Returns

Securities Law Bulletin
January 2007


SEC Publishes Guidance for Evaluating Internal Control Over Financial Reporting

SEC Grants Further Relief From Section 404 Requirements for Smaller Companies and Newly Public Companies

SEC Adopts E-Proxy Rule Amendments and Proposes Mandatory Model

Securities Law Bulletin
November 2006


SEC Issues Guidance on Financial Statement Errors

Securities Law Bulletin
August 2006


PIPEs for Small Public Companies: SEC Changes the Rules Without Changing the Rules!

SEC Grants Further Extension to Small Companies and Foreign Private Issuers for Compliance With Section 404 Control Requirements

Securities Law Bulletin
April 2006


New Trading Market in United States Intended to Rival London's AIM Market

Securities Law Bulletin
January 2006


SEC Proposes Internet Availability of Proxy Materials

SEC Changes Accelerated Filer Rules

Securities Law Bulletin
December 2005


COSO Releases Draft Internal Control Guidance for U.S. Small Business Issuers

Securities Law Bulletin
October 2005


SEC May Extend Internal Control Report Deadline for Non-Accelerated Filers

New U.S. Independence Rules for Auditors Who Perform Tax Services

Securities Law Bulletin
August 2005


New SEC Rules Up Disclosure, Change Timing for Shell Company Transactions

Clark Wilson LLP Again Named Among Top PIPE Law Firms

Securities Law Bulletin
May 2005


Three Strikes: OTCBB Rule will Suspend Late Filers for a Year

Securities Law Bulletin
March 2005


SEC Adopts Extends Dates for Internal Control Over Financial Reporting Requirements

New Rules for Expensing Employee Stock Options

Immigration Lines
February, 2005


U.S. Visa Reform and New Fee

Securities Law Bulletin
February 2005


SEC Adopts Regulation SHO to Regulate Short Sales

Issuers Can't Obstruct Clearing Agency to Prevent Naked Shorts

Securities Law Bulletin
December 2004


SEC Provides Accounting Guidance for Oil and Gas Companies

Securities Law Bulletin
November 2004


SEC Requires Securities Advisors to Adopt Code of Ethics

Clark Wilson LLP Named Among Top Pipe Law Firms for 2004

Immigration Lines
August, 2004


USCIS Announces Extension of Stay for Some Foreign Students

Securities Law Bulletin
Special Edition - New 8K Rules
August 2004


SEC Mandates New Material Disclosure Rules on Form 8K

Securities Law Bulletin
June 2004


SEC Proposes New Restrictions, Requirements for Shell Companies

Immigration Lines
March, 2004


US Visit Program Launched January 5

Securities Law Bulletin
March, 2004


Meaningful MD&A: SEC Guidance - Part II

Securities Law Bulletin
February, 2004


Meaningful MD&A: SEC Guidance - Part I

Clark Wilson LLP's Securities Group Welcomes Grant Wong

Securities Law Bulletin
January, 2004


SEC Amends Rules For Issuer Repurchases of Stock

Securities Law Bulletin
November, 2003


SEC Proposes Sweeping Disclosure Requirements for Nominating Committees

Implementation of SEC Requirements for Website Link to Insider Trading Reports

Securities Law Bulletin
September/October, 2003


Reminder: New SEC Disclosure Rules Take Effect

Securities Law Bulletin
August, 2003


Changes to SEC Annual and Quarterly Report Certifications

Securities Law Bulletin
June/July 2003


Planned BBX Shelved

British Columbia SEC Issuers Could Save Audit Costs

SEC Adopts Rules for Internal Controls Reports

Immigration Lines
May, 2003


All Canadian Landed Immigrants Will Require Visas to Enter the U.S.

Securities Law Bulletin
May, 2003


SEC Mandates Electronic Filing of Ownership Reports

Audit Committee Independence Rules to be In Force on US Exchanges

Securities Law Bulletin
March, 2003


SEC Issues Final Rules on "Financial Expert" Disclosure, Code of Ethics Adoption and 8-K Disclosure Requirements

SEC Adopts Rules for Attorney Professional Conduct

Disclosure in Management's Discussion and Analysis About Off-Balance Sheet Arrangements and Aggregate Contractual Obligations

Securities Law Bulletin
January, 2003


BBX Update January 2003

SEC Proposes Mandated Electronic Filing and Website Posting for Insider Reports

SEC Approves Listed Company Audit Committee Standards

Knowledge Bytes
February, 2003


Care Needed with Provisional Patent Applications (Tripping in the Race to the Patent Office)

Immigration Lines
Fall, 2002


Recent Developments in U.S. Immigration Law

Securities Law Bulletin
December, 2002


SEC Proposed Rules Make Attorneys Into Enforcement Officers

MD&A Annual and Periodic Reports (Part II)

Securities Law Bulletin
November, 2002


SEC Proposes Rules for Internal Controls Pursuant to the Sarbanes-Oxley Act

MD&A Annual and Periodic Reports (Part I)

Securities Law Bulletin
October, 2002


Directors' Fiduciary Duties to Corporate Creditors

Reminder: Foreign Issuers to File Via Edgar

Securities Law Bulletin
September, 2002


BBX Update

SEC Requires Company Certification and Internal Control Rules

SEC Shortens Timelines for Filing of Annual and Quarterly Reports for Large Cap US Domestic Issuers

Securities Law Bulletin
Special Editions
August, 2002


Sarbanes-Oxley Act - Part 1 U.S. Legislation has Immediate and Dramatic Effect on the Operation of Public Companies in the United States

Sarbanes-Oxley Act - Part 2 U.S. Legislation has Immediate and Dramatic Effect on the Operation of Public Companies in the United States

Securities Law Bulletin
July, 2002


SEC Proposes Requiring Certification of Quarterly and Annual Reports

SEC Proposes New Form 8-K Disclosures and Filing Deadlines

Securities Law Bulletin
June, 2002


New SEC Rules: Foreign Issuers to File Via Edgar

NASDAQ Approves Rule Changes to Modify Key Corporate Governance Standards

Knowledge Bytes
May, 2002


Cybersquatters: The Counterattack

.US Domain Names are Coming

Securities Law Bulletin
May, 2002


U.S. SEC Proposes to Require Companies to Report Insider Trading Transactions on 8-K

BBX to Replace OTCBB in Early 2003

U.S. SEC Proposes New Disclosure Rules for Critical Accounting Policies

Immigration Lines
April, 2002


Nexus to Replace Pace/Canpass to Benefit Commuters

Securities Law Bulletin
April, 2002


U.S. OTCBB to be Replaced by a Regulated Exchange in 2003

Securities Law Bulletin
February, 2002


SEC to Propose New Corporate Disclosure Rules in Wake of Enron Collapse

Increased Scrutiny on MD&A by the SEC

Securities Law Bulletin
January, 2002


SEC Issues Pro Forma Financial Information "Cautionary Advice"

SEC Commissioner Releases Report, Recommends Improvements to Regulation FD

SEC Requires More Detailed Information on Stock Compensation Plans

Immigration Lines
October, 2001


INS Introduces New K-3 Visa Regulations

Securities Law Bulletin
October, 2001


Coming Soon: Mandatory Edgar Filings for Foreign Private (Read "Canadian") Issuers

Website Liability for Securities Violations Under U.S. Law

Securities Law Bulletin
August, 2001


Regulation FD Requires More Than News Release For Most Issuers

Stock Option Repricings Get Only Limited Relief From U.S. Tender Offer Rules

Securities Law Bulletin
June, 2001


SEC Adopts Technical Amendments to Form 20-F

Securities Law Bulletin
February, 2001


S.E.C. Requires Audit Committee Reports

Securities Law Bulletin
December, 2000


New U.S. Form 20-F Changes Disclosure Requirements for Foreign Private Issuers

Securities Law Bulletin
October, 2000


New U.S. "Fair Disclosure" Regulation Changes Analyst Communications and Information Dissemination

Securities Law Bulletin
June, 2000


United States and Other Listed Foreign Companies with Connections to British Columbia: BEWARE

Trade and Quote Halt Authority in OTCBB Securities Effective on June 26, 2000

Securities Law Bulletin
March, 2000


NASDAQ Changes Independent Director and Audit Committee Requirements

Pitfalls of Deferred Form 8-K Audited Financial Statement Filings

Securities Law Bulletin
January, 2000


U.S. SEC Adopts Review Requirements for Quarterly Reports

Securities Law Bulletin
November, 1999


Clark Wilson LLP to Offer United States Federal Corporate Finance / Securities Legal Advice

Forward-Looking Statements Under United States Federal Securities Law

Penny Stock Rules Under United States Federal Securities Laws

Securities Law Bulletin
June, 1999


Cross Border Issues

Securities Law Bulletin
April, 1999


Blank Check Companies Under The U.S. Securities Act of 1933

SEC Approves Amendments to Rule 504 to Deter Microcap Fraud

Registration of OTC Bulletin Board Companies - Update

Securities Law Bulletin
June, 1998


U.S. Imposes Hold Period for Rule 504 Offerings


Practice Publications & Presentations:

Understanding the SEC's New Regulation FD

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