SEC to Lift General Solicitation Ban for Private Placement Offerings to Accredited Investors
The SEC lifted a general solicitation ban for private placement offerings to accredited investors.
Québec Introduces Minimum Mining Taxes
Quebec introduced minimum mining taxes.
Temporary Moratorium on Uranium Exploration and Development in Québec
There is a temporary moratorium on uranium exploration and development in Quebec.
Canadian Securities Regulators Grant Exemptions from Wrapper Requirements for Foreign Offerings
Canadian securities regulators grant exemptions from wrapper requirements for foreign offerings.
Regulation FD Applies to Disclosure made through Social Media Channels
The SEC concluded that Regulation FD applies to disclosure made through social media channels.
TSXV Extends Temporary Measures to Match Tough Financing Conditions
The TSXV extended temporary measures to match tough financing conditions.
Notice-and-Access Measures Adopted to Permit Electronic Delivery of Proxy Materials for Reporting Issuers
The CSA adopted notice-and-access measures to permit electronic delivery of proxy materials for reporting issuers.
TSX Considers Rules for Issuers with Connections to Emerging Markets
The TSX and TSXV are considering rules for issuers with connections to emerging markets.
BCSC to End Finder’s Fees for Capital Raising Except by Registered Dealer
The BCSC is to end finder’s fees for capital raising except by registered dealer.
TSXV Extends Temporary Relief from Certain Pricing Requirements
The TSXV extended temporary relief from certain pricing requirements.
New Canadian Policies Interpret Registration Requirements for Foreign Investment Fund Managers
New Canadian policies interpret registration requirements for foreign investment fund managers.
New Guidance on Use of Mining Preliminary Economic Assessments
The CSA published new guidance on the use of mining preliminary economic assessments.