SEC Amends Form 10-K
The Securities and Exchange Commission today announced it has approved an interim final rule that allows Form 10-K filers to provide a summary of business ... Continued
Rule 144 General Information for Affiliates
Further to our blog post about Rule 144 for non-affiliates, we would like to provide some general guidance on Rule 144 for affiliates in this ... Continued
Do The New Registration Thresholds in the U.S. Really Help? New Rule 12g-1
The Jumpstart Our Business Startups Act (known as the JOBS Act), which became law in 2012, was intended to encourage investment in small businesses by ... Continued
SEC Charges 32 Defendants in Connection with Hacked Information
The United States Securities and Exchange Commission (“SEC”) recently brought fraud charges against 32 defendants for taking part in a scheme to profit from stolen ... Continued
Rule 144 – General Information for Non-Affiliates
We are often asked to outline the requirements for a Rule 144 resale and thought to provide some general guidance on the topic in this ... Continued