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Clark Wilson represented the special committee of Alcanna Inc.’s board of directors on Alcanna’s recently announced transaction whereby Sundial Growers Inc. will acquire Alcanna for ... Continued
Congratulations to our client Rob Bucci in selling STAT Search Analytics to Seattle-based Moz. STAT Search Analytics is a SERP analytics business that Rob built ... Continued
Please join us in congratulating Jun Ho Song on his new appointment as partner with Clark Wilson. His hard work and dedication have resulted in ... Continued
Further to our blog post about Rule 144 for non-affiliates, we would like to provide some general guidance on Rule 144 for affiliates in this ... Continued
We are often asked to outline the requirements for a Rule 144 resale and thought to provide some general guidance on the topic in this ... Continued
On August 5, 2015, the Securities and Exchange Commission (the “SEC”) adopted a final rule requiring public companies to disclose the ratio of the annual ... Continued
On March 13, 2015, the Securities and Exchange Commission (the “SEC”) announced that it charged eight officers, directors, or major shareholders for failing to update ... Continued
On February 10, 2015, the Securities and Exchange Commission (the “SEC”) announced that two former CFOs have agreed to return bonuses and stock sale profits ... Continued
On October 9, 2014, the Securities and Exchange Commission (the “SEC”) published a Risk Alert and FAQs to remind broker-dealers of their obligations when they ... Continued
The SEC published a Risk Alert on broker-dealers’ unregistered sales of microcap stocks on behalf of customers.
The OTCQB adopted eligibility requirements.
The United States Securities and Exchange Commission (the “SEC”) issued a report following an investigation into the use of social media, such as Facebook and Twitter, for corporate communication. The report clarifies that public companies can use social media to disseminate corporate information without violating Regulation FD if they take steps sufficient to inform the market of the social media channels that they intend to use to disseminate the information.