New Canadian Passport System for Dealer and Advisor Registration Process
The CSA has implemented a new Canadian passport system for the dealer and advisor registration process.
SEC Makes Temporary Short Sales Rule Permanent
The SEC makes the temporary short sales rule permanent.
Foreign Listed Issuers May Trade On U.S. OTC Markets Without SEC Registration
The SEC has amended its rules so that foreign listed issuers may now trade on U.S. OTC markets without SEC registration.
British Columbia To Require Electronic Filings Of Exempt Distribution Reports
The BCSC issued a notice of a new instrument requiring electronic filings of exempt distribution reports.