
SEC Publishes Risk Alert on Broker-Dealers’ Unregistered Sales of MicroCap Stocks on behalf of Customers
The SEC published a Risk Alert on broker-dealers’ unregistered sales of microcap stocks on behalf of customers.
Our expertise helps our clients understand how the law affects their business
The SEC published a Risk Alert on broker-dealers’ unregistered sales of microcap stocks on behalf of customers.
Changes provide flexibility so that charitable donation tax credits can be used by the deceased or the deceased’s estate.
Today, the BC Government introduced new legislation aimed to help BC meet its greenhouse gas emission targets by imposing environmental standards on liquefied natural gas (LNG) export facilities operating ... Continued
Discussion of the Provincial and Federal Governments environmental assessment approval of the Site C dam.
Recent case illustrates the challenges that can arise when more than one person is appointed.
It has now been over four years since Canada’s Anti-Spam Law, commonly known as “CASL”, was first introduced as proposed legislation. Nevertheless, it has been ... Continued
CIPO posts proposed amendments to Trade-marks Regulations
Until now, the MASH (municipal, academic, schools and hospitals) sector has in practice been relatively unscathed by federal trade agreements, such as the Agreement of ... Continued
Recent case outlines objective and subjective factors for determining whether couples are spouses.
Amendments will affect appointments of the PGT and the ways adults may challenge their certification
On September 11, 2014, the Canadian Securities Administrators (CSA) announced that they intend to publish for comment a new harmonized regulatory proposal to Multilateral Instrument ... Continued
Fiduciaries, such as executors, have significant obligations to uphold.