Bernard Pinsky, Q.C. was quoted in the May Advisor’s Edge Report (Advisor.ca), IIROC Imposed More Sanctions in 2015. The articles discuss IIROC’s and MFDA’s 2015 enforcement reports, and the findings of each report. Regarding IIROC, Bernard discussed the large proportion of suitability complaints being a positive, while in the MFDA article, Bernard covers signature falsification.
Related Content
Colleges, Institutes and University Foundations Not Required to Comply With Municipal Land Use Requirements
Who rules the roost, when it comes to the use and development of land owned by the Province and crown agents? The Province, or municipalities? ... Continued
Employees with Caregiving Responsibilities: What Employers Need to Think About
With many businesses starting to ramp up and employers asking employees to return to the physical workplace, employers should be mindful of their obligation to ... Continued
Rentals
Where do we obtain a copy of our Rental Disclosure Statement?