Former CFOs Required to Return Bonus and Stock Profits
On February 10, 2015, the Securities and Exchange Commission (the “SEC”) announced that two former CFOs have agreed to return bonuses and stock sale profits ... Continued
GreenPower Motor Company Inc. Reverse Takeover and $3.28 Million Financing
We recently assisted with the completion of the going public transaction for GreenPower Motor Company Inc. (TSXV:GPV) (“GreenPower”), which was completed by way of a ... Continued
Amendments to Prospectus Exemptions and Additional Obligations for Issuers and Brokers
On May 5, 2015, changes to National Instrument 45-106 Prospectus and Registration Exemptions (“NI 45-106”) will come into force which will put additional responsibility on ... Continued
Our client added to the S&P/TSX Composite Index
Congratulations to our client, Pure Industrial Real Estate Trust (PIRET), on being added to the S&P/TSX Composite Index (effective after close on March 20, 2015). ... Continued
OSC Reviews Compliance with Related Party Transaction Disclosure Requirements
The OSC released a report which reviewed related party transaction disclosure.
Proxy Voting in Canada Needs Substantial Overhaul
The CSA published a report that confirms that current proxy voting infrastructure is seriously flawed and needs to be modernized and improved.
TSX Venture Exchange Amends Policies on Loans, Bonuses and Finder’s Fees
Effective January 26, 2015, the TSX Venture Exchange (the “TSXV”) is implementing amendments to its Policy 5.1 – Loans, Loan Bonuses, Finder’s Fees and Commissions ... Continued
TSX Venture Exchange Amends Policies on Private Placements
Effective January 26, 2015, the TSX Venture Exchange (the “TSXV”) is implementing amendments to its Policy 4.1 – Private Placements (“Policy 4.1”) and the related ... Continued
TSX Venture Exchange Introduces New Electronic Private Placement Filing Procedure
The TSX Venture Exchange (“TSXV”) has introduced a new online filing portal, called V-File, for private placement submissions. Although paper filings for private placement submissions are still accepted by the TSXV, the intention is that in due course only electronic submissions will be accepted.
TSX Venture Exchange Amends Policies on Loans, Bonuses and Finder’s Fees
The TSX Venture Exchange is implementing amendments to its Loans, Bonuses and Finder’s Fees policies.
TSX Venture Exchange Amends Policies on Private Placements
The TSX Venture Exchange is implementing amendments to its Private Placements Policy and the related forms.
TSX Venture Exchange Introduces New Electronic Private Placement Filing Procedure
The TSX Venture Exchange introduced a new online filing portal, called V-File, for private placement submissions.