In The Lawyers Weekly, Bernard Pinsky recently discussed financial advisors facing tough new rules. Bernard states that “it’s going to make it quite a bit more expensive for brokers, dealers and advisers to do business because of the compliance requirements.”
Subscribe to our newsletters
Stay current on business and legal news, topics and trends
Related Content

Re-Opening Strata Corporation Amenities: Guidelines and Considerations
Many strata corporations have started to re-open their recreational amenities now that we are in Phase 3 of the BC government Restart Plan. While it ... Continued

CSA Proposes Harmonized Exempt Distribution Reports
On August 13, 2015, the Canadian Securities Administrators published for comment proposed amendments to National Instrument 45-106 Prospectus Exemptions that would harmonize the exempt distribution ... Continued

The WESA Effect: Where are we now?
It’s been four years since the Wills, Estates and Succession Act came into force. WESA was viewed as a transformative piece of legislation that would ... Continued