Alberta Adopts Prospectus Exemption for Start-up Businesses
On July 26, 2016, Alberta adopted a new exemption from its general requirement for issuers to clear and file a prospectus prior to issuing securities. ... Continued
Clark Wilson acts for Pure Multi-Family REIT LP in closing CDN$37.3 million bought deal
Clark Wilson acted for Pure Multi-Family REIT LP (Pure) (TSXV: RUF.U, RUF.UN, RUF.DB.U; OTCQX: PMULF) in closing its bought-deal public offering of 4,884,000 Class A ... Continued
Bernard Pinsky in The Lawyers Weekly
In The Lawyers Weekly, Bernard Pinsky recently discussed financial advisors facing tough new rules. Bernard states that “it’s going to make it quite a bit ... Continued
The CSA announces new proposals affecting investors and advisors
In a recent Advisor article, Bernard Pinsky discusses the CSA’s new proposals that, if adopted, may increase the cost of advisor services, leaving less return ... Continued
TSX Proposes Amendments to Introduce Website Disclosure Requirements and to Amend Security Based Compensation Disclosure
The TSX proposes amendments to introduce website disclosure requirements and to amend security based compensation disclosure.
Alberta Introduces Ontario-style Participation Fee for Reporting Issuers
The ASC announced that it will adopt ASC Rule 13-501 Fees, which will replace the ASC’s current fee schedule.
Clark Wilson acts for PIRET in closing $149.8 million bought deal
Clark Wilson acted for Pure Industrial Real Estate Trust (PIRET) (TSX: AAR.UN) in closing its public offering of 29,670,000 trust units, on a bought deal ... Continued
Bernard Pinsky, Q.C. quoted in Advisor
Bernard Pinsky, Q.C. was quoted in the May Advisor’s Edge Report (Advisor.ca), IIROC Imposed More Sanctions in 2015. The articles discuss IIROC’s and MFDA’s 2015 ... Continued
Clark Wilson acts for Capstream Ventures in TSXV qualifying transaction
Clark Wilson acted for Capstream Ventures Inc. (TSXV: CSP) in completing its TSXV qualifying transaction. Immediately prior to closing, the company also closed a partially ... Continued
Clark Wilson acts for Hempco Canada Superfoods in go-public transaction
Clark Wilson acted for Hempco Canada Superfoods Inc. in completing a TSXV Qualifying Transaction through the sale of all of its issued and outstanding securities ... Continued
SEC Amends Form 10-K
The Securities and Exchange Commission today announced it has approved an interim final rule that allows Form 10-K filers to provide a summary of business ... Continued
Rule 144 General Information for Affiliates
Further to our blog post about Rule 144 for non-affiliates, we would like to provide some general guidance on Rule 144 for affiliates in this ... Continued