The CSA’s proposed ban on embedded commissions
The Canadian Securities Administrators have recently proposed a ban on embedded commissions. In the Advisor.ca, Bernard Pinsky is featured discussing the ban and its implications for ... Continued
Case Update: Insider Trading and Tipping in Canada and the US
It is now easier for regulators and Courts in Canada and the United States to prove liability in insider trading and tipping cases as a ... Continued
CSA Issues Guidance on Disclosure of Cyber Security Risks and Breach Incidents
On January 19, 2017, the Canadian Securities Administrators (“CSA”) issued CSA Multilateral Staff Notice 51-347, Disclosure of cyber security risks and incidents (the “Notice”). The ... Continued
Reverse Takeovers and Changes of Business Just Got Easier on TSX Venture Exchange
On December 15, 2016 the TSX Venture Exchange (the “Exchange”) published amendments to their Corporate Finance Manual Policy 5.2 – Changes of Business and Reverse ... Continued
Interlisting on US OTCQX About To Get Much Easier: We Can Help!
OTC Markets Group has published proposed amendments for qualification rules to list on the OTCQX for all companies, including Canadian and other International public companies. ... Continued
November 15 Conference: How to Fund Great Companies
We are a proud sponsor of and will also be speaking at the upcoming TSX Ignite event, Essentials for Building and Funding Great Companies, taking ... Continued
Interlisting on US OTCQX About To Get Much Easier: and We Can Help!
OTC Markets Group has published proposed amendments for qualification rules to list on the OTCQX for all companies, including Canadian and other International public companies. ... Continued
A Must-Attend Conference on How to Build/Fund Great Companies
We are a proud sponsor of and will also be speaking at the upcoming TSX Ignite event, Essentials for Building and Funding Great Companies, taking ... Continued
Clark Wilson LLP Launches Online System to Help Investors Complete Subscription Agreements
While being a public company is not easy, issuers accept the added costs and challenges because of the added benefits, like liquidity and increased access ... Continued
Clark Wilson acts for PIRET in closing $143.8 million bought deal
Clark Wilson acted for Pure Industrial Real Estate Trust (PIRET) (TSX: AAR.UN) in closing its public offering of 26,875,500 trust units, on a bought deal ... Continued
Alberta Adopts Prospectus Exemption for Start-up Businesses
On July 26, 2016, Alberta adopted a new exemption from its general requirement for issuers to clear and file a prospectus prior to issuing securities. ... Continued
Clark Wilson acts for Pure Multi-Family REIT LP in closing CDN$37.3 million bought deal
Clark Wilson acted for Pure Multi-Family REIT LP (Pure) (TSXV: RUF.U, RUF.UN, RUF.DB.U; OTCQX: PMULF) in closing its bought-deal public offering of 4,884,000 Class A ... Continued